High Desert Advisors is an Investment Advisor registered in the State of New Mexico with the State of Illinois. Changes in the status of the dollar value of assets managed, number of clients supported, as well as regular annual update filings with the State of New Mexico and the Securities and Exchange Commission are required.
We at High Desert Advisors believe it is important to maintain a high level of accountability and transparency with regard to our registered status as investment advisors. To that end, we have posted links below to our most recent filings and status. The documents are as follows
UPDATED as of April, 2016 - Form ADV: Uniform Application for Investment Adviser Registration.
UPDATED as of February, 2015 - Firm Brochure for High Desert Investment Advisors (Part 2A of Form ADV).
UPDATED as of April 23, 2012 - Form ADV: for High Desert Investment Advisors (Notice of Withdrawal) - Executing the transfer of regulatory and supervisory responsibility from the SEC to the State of New Mexico.
High Desert Investment Advisors 4801 Lang NE, Suite 110, Albuquerque NM 505-797-2644 or 505-469-3467
Serving Your Personal Investment Needs Since 2003
Information provided herein should not be considered financial advice. Please speak with your investment advisor.
High Desert Investment Advisors may transact business only in states in which it is registered, or in which it is excluded or exempted from registration. High Desert Investment Advisors is currently registered in the State of New Mexico, and has a de minimus exemption to transact business in other states.
Rotary Serves Your Community Every Day - Rotary Fosters International Peace & Is Eradicating Polio in the World Rotary is a major supporter of the Roadrunner Food Bank