The following is the High Desert Investment Advisors, LLC pledge for the protection of its clients.
Our Privacy Pledge To You
Your relationship with High Desert Investment Advisors is based on trust and confidence.
To fulfill its responsibilities to you, High Desert Investment Advisors, requires that you provide current and accurate financial and personal information.
You deserve to expect that High Desert Investment Advisors will protect the information you have provided in a manner that is safe, secure and professional.
High Desert Investment Advisors and its employees are committed to protecting your privacy and to safeguarding that information.
Safeguarding Customer Documents
During regular business hours, a registered principal will ensure that access to customer records is monitored so that only those with approval may access the files. During hours in which the company is not in operation, the customer records will be held in secure locations.
No individual who is not so authorized shall obtain or seek to obtain personal and financial customer information. No individual with authorization to access personal and financial customer information shall share that information in any manner without the specific consent of a firm principal.
Failure to observe High Desert Investment Advisors' procedures regarding customer and consumer privacy will result in discipline and may lead to termination.
Sharing Nonpublic Personal and Financial Nonpublic Information
High Desert Investment Advisors is committed to the protection and privacy of its customer's and consumer's personal and financial information. High Desert Investment Advisors will not share such information with any nonaffiliated third party except:
When necessary to complete a transaction in the account, such as with the clearing firm or account custodians.
When required to maintain or service the account
To resolve customer disputes
When requested by a fiduciary or beneficiary on the account
To the client's attorney or accountants
When required by a regulatory agency, or for other reasons required or permitted by law
In connection with a sale or merger of High Desert Investment Advisors' business
In any circumstance that has the customer's instruction or consent
The Patriot Act requires High Desert Investment Advisors to verify the identity of persons opening new accounts, including:
Consulting government agency lists of known or suspected criminals, terrorists and terrorist organizations to determine if the person opening an account is on any such list; and
If necessary, conducting additional due diligence including requesting information about the source of funds deposited into such accounts.
High Desert Investment Advisors 4801 Lang NE, Suite 110, Albuquerque NM 505-797-2644 or 505-469-3467
Serving Your Personal Investment Needs Since 2003
Information provided herein should not be considered financial advice. Please speak with your investment advisor.
High Desert Investment Advisors may transact business only in states in which it is registered, or in which it is excluded or exempted from registration. High Desert Investment Advisors is currently registered in the State of New Mexico, and has a de minimus exemption to transact business in other states.
Rotary Serves Your Community Every Day - Rotary Fosters International Peace & Is Eradicating Polio in the World Rotary is a major supporter of the Roadrunner Food Bank